Date Filed
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Title
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01/02/2020 | INFORMATION TABLE of 13F-HR for STONEBRIDGE CAPITAL MANAGEMENT INC
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| COMPANY NAME(s) - [STONEBRIDGE CAPITAL MANAGEMENT INC (CIK - 51812 /SIC - Unspecified)] |
| 3M COMPANY COM COM 88579Y101 1576 8932 SH SOLE 0 0 8932 3M COMPANY COM COM 88579Y101 159 900 SH OTR 0 0 900 ABB LTD SPONSORED ADR FOREIGN COMMON 000375204 982 40750 SH SOLE 0 0 40750 ABB LTD SPONSORED ADR FOREIGN COMMON 000375204 314 13050 SH OTR 0 0 13050 ABBOTT LABS COM 002824100 356 4094 SH SOLE |
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01/02/2020 | N-CSR for DAVIS NEW YORK VENTURE FUND INC
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| COMPANY NAME(s) - [DAVIS NEW YORK VENTURE FUND INC (CIK - 71701 /SIC - Unspecified)] |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-01701 DAVIS NEW YORK VENTURE FUND, INC. (Exact name of registrant as specified in charter) 2949 East |
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01/02/2020 | 485APOS for AMERICAN CENTURY MUNICIPAL TRUST
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| COMPANY NAME(s) - [AMERICAN CENTURY MUNICIPAL TRUST (CIK - 746458 /SIC - Unspecified), AMERICAN CENTURY MUNICIPAL TRUST (CIK - /SIC - )] |
| As Filed with the U.S. Securities and Exchange Commission on January 2, 2020 1933 Act File No. 002-91229 1940 Act File No. 811-04025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _ FORM N-1A _ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
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01/02/2020 | N-CSR for BNY Mellon Investment Funds IV Inc
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| COMPANY NAME(s) - [BNY Mellon Investment Funds IV Inc (CIK - 819940 /SIC - Unspecified)] |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-05202 BNY Mellon Investment Funds IV, Inc. (Exact name of Registrant as |
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01/02/2020 | 424B2 for UBS AG
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| COMPANY NAME(s) - [UBS AG (CIK - 1114446 /SIC - 6021)] |
| The information in this preliminary pricing supplement is not complete and may be changed. We may not sell these Notes until the pricing supplement, the accompanying product supplement and the accompanying prospectus (collectively, the Offering Documents ) are delivered in final form. The |
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01/02/2020 | INFORMATION TABLE of 13F-HR for CACTI ASSET MANAGEMENT LLC
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| COMPANY NAME(s) - [CACTI ASSET MANAGEMENT LLC (CIK - 1452208 /SIC - Unspecified)] |
| ADOBE SYS INC COM 37045V100 1025 3100 SH SOLE 3100 0 0 ALLIANCEBERNSTEIN HLDG LP UNIT LTD PARTN 01881G106 1852 61850 SH SOLE 61850 0 0 AMERICAN EXPRESS CO COM 025816109 69042 551499 SH SOLE 551499 0 0 APPOLLO GLOBAL MGMT INC CL A COM 03768E105 1346 28000 SH SOLE 28000 0 0 APPLE INC COM COM 037833100 |
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01/02/2020 | INFORMATION TABLE of 13F-HR for PARK NATIONAL CORP OH
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| COMPANY NAME(s) - [PARK NATIONAL CORP OH (CIK - 805676 /SIC - 6021)] |
| Aflac Inc Com 001055102 426 8052 SH SOLE 8052 0 0 Aflac Inc Com 001055102 68 1286 SH DFND 1286 0 0 AIA Group Ltd Sponsored ADR Com 001317205 453 10796 SH SOLE 5920 0 4876 AT&T Inc Com 00206R102 27382 700655 SH SOLE 693384 0 7271 AT&T Inc Com 00206R102 1167 29874 SH DFND 29554 0 320 Abbott |
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01/02/2020 | FWP for ROYAL BANK OF CANADA
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| COMPANY NAME(s) - [ROYAL BANK OF CANADA (CIK - 1000275 /SIC - 6029), ROYAL BANK OF CANADA (CIK - 1000275 /SIC - 6029)] |
| RBC Capital Markets Filed Pursuant to Rule 433 Registration Statement No. 333-227001 The information in this preliminary terms supplement is not complete and may be changed. Preliminary Terms Supplement Subject to Completion: Dated January 2, 2020 Pricing Supplement Dated January _, 2020 to |
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01/02/2020 | N-CSR for SCHWAB INVESTMENTS
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| COMPANY NAME(s) - [SCHWAB INVESTMENTS (CIK - 869365 /SIC - Unspecified)] |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-6200 Schwab Investments Schwab 1000 Index Fund (Exact name of registrant as |
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01/02/2020 | N-CSR for Goldman Sachs Trust II
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| COMPANY NAME(s) - [Goldman Sachs Trust II (CIK - 1557156 /SIC - Unspecified)] |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22781 Goldman Sachs Trust II (Exact name of registrant as specified in charter) 200 |
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