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Multi-regional clinical trials (MRCTs) are increasingly used in global drug development to allow simultaneous regulatory submissions across multiple regions. A key requirement for regional approval — particularly in Japan under the Japanese MHLW guidelines — is the demonstration of regional consistency: evidence that the treatment effect observed in a specific region (e.g., Japan) is consistent with the overall trial result.
Two widely used consistency evaluation methods, originally proposed under the Japanese guidelines, are:
These methods were originally developed for two-arm randomised controlled trials. However, single-arm trials are now common in oncology and rare disease settings, where historical control comparisons are standard. The SingleArmMRCT package extends Method 1 and Method 2 to the single-arm setting, in which the treatment effect is defined relative to a pre-specified historical control value.
The Regional Consistency Probability (RCP) is defined as the probability that a consistency criterion is satisfied, evaluated under the assumed true parameter values at the trial design stage. A trial design is said to have adequate regional consistency if the RCP exceeds a pre-specified target (commonly 0.80).
Let \(\theta\) denote the endpoint parameter for a given endpoint (e.g., mean, proportion, rate). Method 1 requires that Region 1 retains at least a fraction \(\pi\) of the overall treatment effect:
\[ \text{RCP}_1 = \Pr\!\left[\,(\hat{\theta}_1 - \theta_0) \geq \pi \times (\hat{\theta} - \theta_0)\,\right] \]
where \(\hat{\theta}_1\) is the treatment effect estimate for Region 1, \(\hat{\theta}\) is the overall pooled estimate, \(\theta_0\) is the null (historical control) value, and \(\pi \in [0, 1]\) is the pre-specified retention threshold (typically \(\pi = 0.5\)).
The consistency condition can be rewritten as \(D \geq 0\), where:
\[ D = \bigl(1 - \pi f_1\bigr)\,(\hat{\theta}_1 - \theta_0) - \pi(1 - f_1)\,(\hat{\theta}_{-1} - \theta_0) \]
with \(f_1 = N_1/N\) being the regional allocation fraction and \(\hat{\theta}_{-1}\) the pooled estimate for regions \(2, \ldots, J\) combined. Under the assumption of homogeneous treatment effects across regions, \(D\) follows a normal distribution with mean \((1-\pi)\delta\) and a variance that depends on the endpoint type, yielding a closed-form expression for \(\text{RCP}_1\), where \(\delta = \theta - \theta_0\) is the treatment effect.
For endpoints where a smaller value indicates benefit (e.g., hazard ratio, rate ratio), the inequality direction is reversed. See the endpoint-specific vignettes for exact formulae.
Method 2 requires that all \(J\) regional estimates simultaneously demonstrate a positive effect. For endpoints where a larger value indicates benefit (continuous, binary, milestone survival, RMST):
\[ \text{RCP}_2 = \Pr\!\left[\,\hat{\theta}_j > \theta_0 \;\text{ for all } j = 1, \ldots, J\,\right] \]
For endpoints where a smaller value indicates benefit (hazard ratio, rate ratio):
\[ \text{RCP}_2 = \Pr\!\left[\,\hat{\theta}_j < \theta_0 \;\text{ for all } j = 1, \ldots, J\,\right] \]
Because regional estimators are independent across regions, \(\text{RCP}_2\) factorises as:
\[ \text{RCP}_2 = \prod_{j=1}^{J} \Pr\!\left[\,\hat{\theta}_j \text{ shows benefit}\,\right] \]
The package provides a pair of functions for each of six endpoint types.
| Endpoint | Calculation function | Plot function |
|---|---|---|
| Continuous | rcp1armContinuous() | plot_rcp1armContinuous() |
| Binary | rcp1armBinary() | plot_rcp1armBinary() |
| Count (negative binomial) | rcp1armCount() | plot_rcp1armCount() |
| Time-to-event (hazard ratio) | rcp1armHazardRatio() | plot_rcp1armHazardRatio() |
| Milestone survival | rcp1armMilestoneSurvival() | plot_rcp1armMilestoneSurvival() |
| Restricted mean survival time (RMST) | rcp1armRMST() | plot_rcp1armRMST() |
Each calculation function supports two approaches:
"formula": Closed-form or
semi-analytical solution based on normal approximation. Computationally
fast and, for binary and count endpoints, exact."simulation": Monte Carlo simulation.
Serves as an independent numerical check of the formula results.All six calculation functions share the following parameters.
| Parameter | Type | Default | Description |
|---|---|---|---|
Nj |
integer vector | — | Sample sizes for each region; length equals the number of regions \(J\) |
PI |
numeric | 0.5 |
Effect retention threshold \(\pi\) for Method 1; must be in \([0, 1]\) |
approach |
character | "formula" |
Calculation approach: "formula" or
"simulation" |
nsim |
integer | 10000 |
Number of Monte Carlo iterations; used only when
approach = "simulation" |
seed |
integer | 1 |
Random seed for reproducibility; used only when
approach = "simulation" |
Time-to-event endpoints (hazard ratio, milestone survival, RMST) additionally require the following trial design parameters.
| Parameter | Type | Default | Description |
|---|---|---|---|
t_a |
numeric | — | Accrual period: duration over which patients are uniformly enrolled |
t_f |
numeric | — | Follow-up period: additional observation time after accrual closes; total study duration is \(\tau = t_a + t_f\) |
lambda_dropout |
numeric or NULL |
NULL |
Exponential dropout hazard rate; NULL
assumes no dropout |
The following example computes RCP for a continuous endpoint with the setting below:
| Parameter | Value |
|---|---|
| Total sample size | \(N = 100\) (\(J = 2\) regions) |
| Region 1 allocation | \(N_1 = 10\) (\(f_1 = 10\%\)) |
| True mean | \(\mu = 0.5\) |
| Historical control mean | \(\mu_0 = 0.1\) (mean difference \(\delta = 0.4\)) |
| Standard deviation | \(\sigma = 1\) |
| Retention threshold | \(\pi = 0.5\) |
result_formula <- rcp1armContinuous(
mu = 0.5,
mu0 = 0.1,
sd = 1,
Nj = c(10, 90),
PI = 0.5,
approach = "formula"
)
print(result_formula)
#>
#> Regional Consistency Probability for Single-Arm MRCT
#> Endpoint : Continuous
#>
#> Approach : Closed-Form Solution
#> Target Mean : mu = 0.5000
#> Null Mean : mu0 = 0.1000
#> Std. Dev. : sd = 1.0000
#> Sample Size : Nj = (10, 90)
#> Total Size : N = 100
#> Threshold : PI = 0.5000
#>
#> Consistency Probabilities:
#> Method 1 (Region 1 vs Overall) : 0.7446
#> Method 2 (All Regions > mu0) : 0.8970result_sim <- rcp1armContinuous(
mu = 0.5,
mu0 = 0.1,
sd = 1,
Nj = c(10, 90),
PI = 0.5,
approach = "simulation",
nsim = 10000,
seed = 1
)
print(result_sim)
#>
#> Regional Consistency Probability for Single-Arm MRCT
#> Endpoint : Continuous
#>
#> Approach : Simulation-Based (nsim = 10000)
#> Target Mean : mu = 0.5000
#> Null Mean : mu0 = 0.1000
#> Std. Dev. : sd = 1.0000
#> Sample Size : Nj = (10, 90)
#> Total Size : N = 100
#> Threshold : PI = 0.5000
#>
#> Consistency Probabilities:
#> Method 1 (Region 1 vs Overall) : 0.7421
#> Method 2 (All Regions > mu0) : 0.8922The closed-form and simulation results are in close agreement. The
small difference is attributable to Monte Carlo sampling variation and
diminishes as nsim increases.
Each endpoint type has a corresponding plot_rcp1arm*()
function. These functions display RCP as a function of the regional
allocation proportion \(f_1 = N_1/N\),
with separate facets for different total sample sizes \(N\). Both Method 1 (blue) and Method 2
(yellow) are shown, with solid lines for the formula approach and dashed
lines for simulation. The horizontal grey dashed line marks the commonly
used design target of RCP \(=
0.80\).
The base_size argument controls font size: use the
default (base_size = 28) for presentation slides, and a
smaller value (e.g., base_size = 11) for documents and
vignettes.
plot_rcp1armContinuous(
mu = 0.5,
mu0 = 0.1,
sd = 1,
PI = 0.5,
N_vec = c(20, 40, 100),
J = 3,
nsim = 5000,
seed = 1,
base_size = 11
)Several features are evident from the plot:
For endpoint-specific statistical models, derivations, and worked examples, see the companion vignettes:
Hayashi N, Itoh Y (2017). A re-examination of Japanese sample size calculation for multi-regional clinical trial evaluating survival endpoint. Japanese Journal of Biometrics, 38(2): 79–92. https://doi.org/10.5691/jjb.38.79
Homma G (2024). Cautionary note on regional consistency evaluation in multiregional clinical trials with binary outcomes. Pharmaceutical Statistics, 23(3):385–398. https://doi.org/10.1002/pst.2358
Wu J (2015). Sample size calculation for the one-sample log-rank test. Pharmaceutical Statistics, 14(1): 26–33. https://doi.org/10.1002/pst.1654
These binaries (installable software) and packages are in development.
They may not be fully stable and should be used with caution. We make no claims about them.
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